As Fiduciaries of our clients, Sequentis Capital has the duty and obligation to act solely in our clients’ best interests.

As Fiduciaries, we must:

  • Put our clients’ best interests before our own, seeking the best prices and terms.
  • Act in good faith and provide all relevant facts to our clients.
  • Avoid conflicts of interest and disclose any potential conflicts of interest to our clients.
  • Do our best to ensure that the advice we provide is accurate and thorough.

Some financial advisors do not act as a fiduciary. Instead, they only fulfill a suitability obligation. At Sequentis Capital we hold ourselves to a higher standard by doing the following:

Suitability Standards

  1. Recommendations must be suitable for their clients
  2. No strict requirement regarding the disclosure of conflicts of interest
  3. May be loyal to the broker-dealer, not necessarily their clients

Fiduciary Standards

  1. Recommendations must be in our client’s best interest
  2. Required to disclose any conflicts
    of interest
  3. Must be loyal to our clients